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Roll Calls
Financial Exploitation Prevention Act of 2023
Policy Area: Finance and Financial Sector
Sponsor: Rep. Wagner, Ann [R-MO-2] (R-MO)
Latest Action (2023-01-31): Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
Financial Exploitation Prevention Act of 2023 This bill addresses the redemption of securities involving the potential financial exploitation of an adult by allowing an open-end investment company to elect to comply with certain procedures. (Open-end investment management companies offer securities in pooled investment vehicles such as mutual funds.) Specifically, the bill allows for the delay of the redemption of a security issued by an open-end investment management company if the company reasonably believes the redemption involves the financial exploitation of an individual age 65 or older or an individual age 18 or older who is unable to protect his or her own interests. The company may initially delay the redemption for up to 15 days and, upon making a determination of exploitation, may delay the redemption an additional 10 days. In the event of delay, the company must hold the amounts related to the redemption in a demand deposit account. Additionally, the Securities and Exchange Commission must make legislative and regulatory recommendations to address the financial exploitation of these adults.
Subjects: Administrative law and regulatory procedures, Congressional oversight, Crime victims, Fraud offenses and financial crimes, Government information and archives, Government studies and investigations, Securities, Securities and Exchange Commission (SEC)
Filter by Yea, Nay, or Absent
How members voted on HR500. 1200 total positions across all roll calls for this bill.
| Member | Date | Question | Vote | Result |
|---|---|---|---|---|
| Tammy Baldwin (D-Wisconsin) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Nay | Motion Agreed to (85-14) |
| John Boozman (R-Arkansas) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Marsha Blackburn (R-Tennessee) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| John Barrasso (R-Wyoming) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Michael F. Bennet (D-Colorado) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Richard Blumenthal (D-Connecticut) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Cory A. Booker (D-New Jersey) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Nay | Motion Agreed to (85-14) |
| Ted Budd (R-North Carolina) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Shontel M. Brown (D-Ohio) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Katie Boyd Britt (R-Alabama) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Maria Cantwell (D-Washington) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Mike Crapo (R-Idaho) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Susan M. Collins (R-Maine) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Shelley Moore Capito (R-West Virginia) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| John Cornyn (R-Texas) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Bill Cassidy (R-Louisiana) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Christopher A. Coons (D-Delaware) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Tom Cotton (R-Arkansas) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Kevin Cramer (R-North Dakota) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Ted Cruz (R-Texas) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Catherine Cortez Masto (D-Nevada) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Richard J. Durbin (D-Illinois) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Steve Daines (R-Montana) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Tammy Duckworth (D-Illinois) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Joni Ernst (R-Iowa) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Deb Fischer (R-Nebraska) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| John Fetterman (D-Pennsylvania) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Lindsey Graham (R-South Carolina) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Chuck Grassley (R-Iowa) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Kirsten E. Gillibrand (D-New York) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| John W. Hickenlooper (D-Colorado) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Bill Hagerty (R-Tennessee) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Mazie K. Hirono (D-Hawaii) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Martin Heinrich (D-New Mexico) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| John Hoeven (R-North Dakota) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Margaret Wood Hassan (D-New Hampshire) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Cindy Hyde-Smith (R-Mississippi) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Josh Hawley (R-Missouri) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Ron Johnson (R-Wisconsin) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Amy Klobuchar (D-Minnesota) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Mark Kelly (D-Arizona) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Angus S. King (I-Maine) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Tim Kaine (D-Virginia) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| John Kennedy (R-Louisiana) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Andy Kim (D-New Jersey) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Nay | Motion Agreed to (85-14) |
| Cynthia M. Lummis (R-Wyoming) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| James Lankford (R-Oklahoma) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
| Mike Lee (R-Utah) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Nay | Motion Agreed to (85-14) |
| Edward J. Markey (D-Massachusetts) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Nay | Motion Agreed to (85-14) |
| Mitch McConnell (R-Kentucky) | 2024-12-18 | On the Motion (Motion to Concur in the House Amendment to the Senate Amendment t | Yea | Motion Agreed to (85-14) |
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HR500 is the Financial Exploitation Prevention Act of 2023, introduced in the House of the 119th U.S. Congress by Rep. Wagner, Ann [R-MO-2] (R-MO). Financial Exploitation Prevention Act of 2023 This bill addresses the redemption of securities involving the potential financial exploitation of an adult by allowing an open-end investment company to elect to comply with certain procedures. (Open-end investment management companies offer securities in pooled investment vehicles such as mutual funds.) Specifically, the bill allows for the delay of the redemption of a security issued by an open-end investment management company if the company reasonably believes the redemption involves the financial exploitation of an individual age 65 or older or an individual age 18 or older who is unable to protect his or her own interests.
HR500 was sponsored by Rep. Wagner, Ann [R-MO-2] (R-MO). Cosponsors and roll-call positions are listed on this page.
As of 2023-01-31, HR500 Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs..
HR500 has had 1 roll-call vote on record. The most recent: 2023-01-30 — 2/3 Yea-And-Nay (Passed).
HR500 is categorized under "Finance and Financial Sector." Browse other bills in this area at /topic-finance-and-financial-sector/.
Each member’s vote is shown on this page, with party affiliation, state, and the official vote question. Click any member to see their full voting record.